• research

    Research

    From research and consulting to solution development and implementation, NRI strives to facilitate industry conversations through regular research aimed at problem solving and implementation of best practices.

Brokerage Business
Are best execution policies serving customers' best interests? »
Oct. 10 2012

PTS usage in Japan is projected to grow following a pending revision to the 5% tender-offer bid rule, but many brokerages have best execution policies that route orders to exchanges...

Seeking a bigger role for the online investment trust sales channel »
Aug. 10 2012

Currently, 20% of investment trust investors buy and sell investment trusts online. Investment trust investors who use only the face-to-face channel for their investment trust transactions include many highly IT-literate...

Reducing information gathering and analysis costs is the key to revitalizing the securitization market »
Apr. 09 2012

Japan's securitization market appears to have finally bottomed, but sustained recovery hinges largely on reduction in the cost of gathering and analyzing information. Achieving this aim will require innovative solutions...

Key capabilities required of prime brokers in Asia »
Nov. 15 2011

With their assets under management showing signs of recovery, Asian hedge funds prefer to use full-service prime brokers that offer research and back-office capabilities and access to IPOs and...

Current state of brokers' back-office systems serving foreign institutional investors in Asia  »
Sep. 12 2011

In Asia, trade orders from foreign institutional investors have historically been routed to their destination market through Hong Kong or Singapore. Recently, with trading volume growing throughout Asia, brokers...

China's equity index futures market is poised to take off »
Jun. 09 2011

China's equity index futures market, launched in April 2010, is currently dominated by retail investors but it should evolve into more of an institutional market once regulations are eased...

Chinese securities firms now pursuing business model transformation »
May. 10 2011

Chinese securities firms have started to diversify their operations in response to 2010 earnings deterioration stemming from fierce price competition in the brokerage business. Against such a backdrop, investment...

How to Treat Markets in Times of Crisis »
Apr. 08 2011

The earthquake that struck offshore Tohoku on Friday, March 11 and ensuing mega-tsunami inflicted severe damage across much of eastern Japan. Most notably, the tsunami destroyed critical equipment at...

Warehouse Finance Reawakened »
Apr. 08 2011

Public warehouses' monitoring of inventories stored on their premises adds substantial value to asset-based lending. The revival of long-dormant warehouse finance should prove to be a major catalyst for the warehouse...

State of Chinese Securities Industry Consolidation »
Jan. 20 2011

China's securities industry landscape is expected to change dramatically over the next several years. Until a new order led by several internationally competitive securities firms emerges, China will delay...