• research

    Research

    From research and consulting to solution development and implementation, NRI strives to facilitate industry conversations through regular research aimed at problem solving and implementation of best practices.

Securities Servicing
Post-Dematerialization Reform of Securities Clearing Systems »
Jul. 10 2009

In Japan, listed companies' stock certificates became completely paperless in January 2009, ending one phase of securities clearing system reform dating back to the 1990s. In the wake of...

Fair Valuation of Illiquid Financial Products and its Difficulties »
Feb. 10 2009

It is important for financial institutions to reach an industry-wide consensus on methods for determining illiquid financial products’ fair value. Equally important is an understanding of mark-to-model valuation’s limitations...

Preventing a Panic When Paper Shares are Abolished »
Mar. 20 2007

An agreement has been reached to scrap certificated, or paper, shares by January 2009. However, extensive advance preparations will be needed in 2007 to avoid confusion during the switchover.

Regional Banks and Credit Concentration Risk »
Jun. 20 2006

A final resolution of the nonperforming loans problem, until recently the most important issue facing Japanese financial institutions, is now in sight. Quantitative credit risk management techniques have also...

Impact of Rising Interest Rates on Bank Spreads »
Apr. 20 2006

Many analysts have argued that prospective increases in short-term interest rates will enhance banks’ loan-to-deposit spreads. But a number of other issues must be taken into account. Depending on...

Fund Management Outsourcing by Investment Trusts »
Jan. 20 2006

As the fund business expands, more investment trust companies are hiring outside advisors to manage funds. For managers without a Japanese investment trust license, outsourcing offers a promising entry...