NRI People Financial IT Solutions
Sadakazu Osaki
Head of Research Center for Strategic Management and Innovation
CMA(a member of the Securities Analysts Association of Japan)

Profile
Sadakazu Osaki studies capital markets in Japan and abroad from a regulatory point of view. In addition to his research work at NRI, Mr. Osaki gives lectures on securities regulation as a visiting professor at the Graduate School for Law and Politics at the University of Tokyo. He has been a member of several government bodies, such as the Financial System Council (FSA) and participates in discussions of regulatory reforms in SROs such as the Tokyo Stock Exchange and the Japan Securities Dealers Association.
Expertise
- Securities Regulation, Company Law
Publication
- "The Evolution of Insider Trading Regulations in Japan" in Paul U. Ali and Greg N. Gregoriu ed. Insider Trading: Global Developments and Analysis, CRC Press, 2009.
- The Murakami Fund Incident and the Regulation of Collective Investment Schemes, Zeitschrift fuer Japanisches Recht, Nr. 25 (2008).
- Reforming Japan's Capital Markets, Public Policy Review, Vol.1, No.1 (March 2005). Reprinted in Katuri Nageswara Rao ed. Financial System in Japan, Tha Icfai University Press, 2008.
- "Legal Issues Concerning the Use of the Internet in Securities Markets: The Japanese Case" in Toshiyuki Kono, Christoph G. Paulus and Harry Rajak ed. Selected Legal Issues of E-Commerce, Kluwer Law International, 2002.
Achievements
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September. 11, 2023 Capital Markets & IT - lakyara September 2023
No clarity on US crypto regulation
Capital Markets
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Aug. 10, 2022 Capital Markets & IT - lakyara August 2022
Japan's pending reform of quarterly financial reporting is more involved than it may seem
Corporate IR
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Jan. 10, 2019 Capital Markets & IT - lakyara January 2019
Materiality in criminal misrepresentation in securities filings
Capital Markets
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Oct. 10, 2018 Capital Markets & IT - lakyara October 2018
Quarterly financial reporting and management short-termism
Corporate IR
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Sep. 12, 2016 Capital Markets & IT - lakyara September 2016
The role of investor relations in enhancing business
Special Edition
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Jan. 26, 2016
Rethinking regulation of financial groups
NRI Papers
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Jan. 26, 2016 Capital Markets & IT - lakyara January 2016
Rethinking regulation of financial groups
Capital Markets
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Dec. 10, 2015 Capital Markets & IT - lakyara December 2015
Governance reforms aim to boost corporate earning power
Special Edition
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Sep. 30, 2015 Capital Markets & IT - lakyara September 2015
Time to look at regulating proxy advisory firms
Capital Markets
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Jun. 10, 2015 Capital Markets & IT - lakyara June 2015
Toyota to issue class shares
Capital Markets
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Contact
Nomura Research Institute, Ltd.
Corporate Communications Department
E-mail: kouhou@nri.co.jp